The processes within Personal Account Dealing workflows
Automate pre-approval activities such as allowing employees to ask permission to make personal investments and automatically generating approval/denial decisions.
Accelerate post-trade compliance checks by automatically cross-checking data from multiple sources and flagging violated cases for investigation.
Challenges in Personal Account Dealing
Inadequate Personal Account Dealing controls could cause conflict with clients’ interests and result in market abuse, which can lead to dire consequences, such as unlimited fines, injunctions, or firms being stripped of their operating licence.
Data quality and inconsistencies
Time-consuming and laborious process
Complex regulatory environment
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Data ingestion and processing
Quickly process and verify large volumes of various forms of structured and unstructured data
Automate repetitive, time-consuming tasks, freeing up employees to mitigate business risks
Configurable AI models
Quickly learn and adapt to your business rules with expert-in-the-loop feedback
We deliver real competitive advantages to your business
Break free from paperwork and stay ahead of the game with Intelligent Document Processing
Accelerate processing time
No need to wait for long time long time compliance check and verification to proceed
Reduce manual intervention and speed up processing times
Automated solutions delivered 24/7 contribute to corporate-wide cost savings