Personal Account Dealing
Accelerate your pre and post-approval processes with configurable AI models that learn and adapt to your business rules
The processes within Personal Account Dealing workflows
Pre-Approval Process
Automate pre-approval activities such as allowing employees to ask permission to make personal investments and automatically generating approval/denial decisions.
Post-Approval Process
Accelerate post-trade compliance checks by automatically cross-checking data from multiple sources and flagging violated cases for investigation.
Enhance Personal Account Dealing Compliance
with Nexus Intelligent Document Processing
Nexus's Intelligent Document Processing solution allows investment firms to go through multiple data sources in varying formats, languages and qualities, helping to minimise conflicts of interest and prevent market abuse.
Challenges in Personal Account Dealing
Inadequate Personal Account Dealing controls could cause conflict with clients’ interests and result in market abuse, which can lead to dire consequences, such as unlimited fines, injunctions, or firms being stripped of their operating licence.
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![Data quality and inconsistencies]()
Data quality and inconsistencies
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![Time-consuming and laborious process]()
Time-consuming and laborious process
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![Complex regulatory environment]()
Complex regulatory environment
Be a game-changer with us
Data ingestion and processing
Quickly process and verify large volumes of various forms of structured and unstructured data
Intelligent Automation
Automate repetitive, time-consuming tasks, freeing up employees to mitigate business risks
Configurable AI models
Quickly learn and adapt to your business rules with expert-in-the-loop feedback
We deliver real competitive advantages to your business
Break free from paperwork and stay ahead of the game with Intelligent Document Processing
Accelerate processing time
No need to wait for long time long time compliance check and verification to proceed
Boost productivity
Reduce manual intervention and speed up processing times
Reduce costs
Automated solutions delivered 24/7 contribute to corporate-wide cost savings
Free-up capacity
Free-up capacity
