Personal Account Dealing

Accelerate your pre and post-approval processes with configurable AI models that learn and adapt to your business rules

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The processes within Personal Account Dealing workflows

Pre-Approval Process

Pre-Approval Process

Automate pre-approval activities such as allowing employees to ask permission to make personal investments and automatically generating approval/denial decisions.

Post-Approval Process

Post-Approval Process

Accelerate post-trade compliance checks by automatically cross-checking data from multiple sources and flagging violated cases for investigation.

Enhance Personal Account Dealing Compliance
with Nexus Intelligent Document Processing

Nexus's Intelligent Document Processing solution allows investment firms to go through multiple data sources in varying formats, languages and qualities, helping to minimise conflicts of interest and prevent market abuse.

why
why
why
why

Challenges in Personal Account Dealing

Inadequate Personal Account Dealing controls could cause conflict with clientsā€™ interests and result in market abuse, which can lead to dire consequences, such as unlimited fines, injunctions, or firms being stripped of their operating licence.

  • Data quality and inconsistencies

    Data quality and inconsistencies

  • Time-consuming and laborious process

    Time-consuming and laborious process

  • Complex regulatory environment

    Complex regulatory environment

Be a game-changer with us

Data ingestion and processing

Data ingestion and processing

Quickly process and verify large volumes of various forms of structured and unstructured data

Intelligent Automation

Intelligent Automation

Automate repetitive, time-consuming tasks, freeing up employees to mitigate business risks

Configurable AI models

Configurable AI models

Quickly learn and adapt to your business rules with expert-in-the-loop feedback

We deliver real competitive advantages to your business

Break free from paperwork and stay ahead of the game with Intelligent Document Processing

Accelerate processing time

Accelerate processing time

No need to wait for long time long time compliance check and verification to proceed

Boost productivity

Boost productivity

Reduce manual intervention and speed up processing times

Reduce costs

Reduce costs

Automated solutions delivered 24/7 contribute to corporate-wide cost savings

Free-up capacity

Free-up capacity

Free-up capacity

More Intelligent Document Processing insights in Personal Account Dealing

90% Reduction in Processing Time for Personal Account Dealing Compliance

Ensure 100% PAD compliance with automtaed pre and post-approval processes.

90% Reduction in Processing Time for Personal Account Dealing Compliance READ CASE STUDY
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